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part of its service 10 the Company, J.P. Morgan

EXAMPLE OF ITEM 12.0,4 DISCLOSURE -INDIRECT PAYMENTS

has agreed iO waive tees fortl1€ stanoard co,ls

associated wit1l tile administration of the ADR Program, associaled operaHog expenses aod

investor relations advice estimated to lolal

Third-party eXllenses paid direclly

t.._,

Fees waived

J.P. Morgan has also paid the following expenses on our cenail; $_. Under certain Clfcumslances,

inCluding termination Of me program orior to Idatel, the Companv i:; r(,quire(l to r€oay to J.P. Morgan amoullts waived and/or expenses vaid in orior

periods, The taole al fight set, forth the fees that

J.P. Morgan has agreed to waive and/or expenses that J.P. Morgan has agre€d to pay inLhe year

ended {December 3J), 20~, 'Oleo.. . JP'Moq3lil) CLese -& tD./1I1 Rieh.l'" Rf\j.;;;rYCa._ 3PMvrgan CIi;lse !H'nK t{.{L ~~su~d ji'Jd ilil'PI(L\,'R] lor ,'.HS:fibillkm

rr.

r

~he Un;{~d I
Growth of Hypothetical $10,000 4

1.15%

22.04%

1 Year"

3 Year'

0$2%

LIfo'

:I'X)

Average Anllual Total Returns {%,

3

as of 01/31/2011

{1':iGI'X)

CompQ~;itioo

FIGFX

MSCI cAFE Growl?> (Nel MAl

1 '(eM

n04

17.84

3 YOa(

0.82

·265

Life

·3.76

NfA

Performaiice dala shown fflj.".:senls pasl perfornlarv;e.and is 110 QU8ranletl:if fUlure

results. lnveslment return aM pr,ncipal value wlli !IUCiuela, so YO,l may have a gain 0' loss when sha,es are sol(i. Curron\ parformanw {flay 00 higher or lower that. lllal

Stramgy NoonalJy mv¢sllng pfirratily in notl·US 1\!CW]111l$, mdu:jillg S,y;:cwjiO$ 01lsSI,ers

!ocaied If' emer9itlQ matkets. Normally lO\Iilthng !f1 COmNlrl!e~ FMR beijeves have

al;pve-av(if3ge !JrO'.vlh pOlenhal (sl(lGks 01 those oompr,,'lieS ara oflen cD/,ed "9'owth"

t>loc~s). Normally ttl\le~i",g prim;lir!iy in commOn $!OCk1

$(;e' FldeUy Fwd has

(to)) tlorformin 25A5% 01 Porllo:;" Total NUmber of Holdings: 147

StyleMap ~ m, (If 12/31i2010 Valile

Blend

Growlh

M(,>i,\:DiiJ\

Data providoc by

@ CurHmIMomi"lllstar, l"lc. large

http://fundresearch.fidelity.com/mutuaJ"funds/summary/31591 0315

211112011

Fidelity Diversified International fund (FDlVX)

Fidelity Diversified International Fund ~ No Transaction Fo¢ 1

YTD Perf¢rman

102

I:d by .:\mc\-:c:an Dep'Jsililry Rc(;e~p;~.

E~\Ch Arneric:llil OcP{]!-;iLH)' St~,;)rt' re-pt'e$em~ Olle: :"x;1: 11,1 of 1h~ dQse of the perk,;!

~nvn,'d

hy the !l11ll",,1 Report:

~_~~_ ()ul!;i3ndil~'.I,~_!).!:-

Tilk

M"rd\ :11, 20](i O".!

(;"1)ll;\OI: Swion and wilh the l)anicipalion of SOllY'S management, indudmg the Chief Executive Officer ("Cl::O") and Chief Finane!;:;1 Officer ("CPO"), of the cffectivcnc:'$s of the dCBtgn and operation of Sony';:; djsclo~ll1rc controls and procedures, \Ii> derined in RuJes 13a~ 15(e) and J5d·15(e) 124

BPGLOBAL

bp

Annual Report on Form 20-F ~)O·(')9·

&=-
Securities registered or to be rcgislcred pllrsniodian, or any nominee in conncclion with the servicing or delivery oCsecuritics deposited into OHr ADR facility,

hllp:llwww.sec.gov/Al.chives/edgar/data/4771O/000ll9312510l49406/d20f.htm

2/9/20ll

SIEMENSAG

As filcd with lhc Secnrities and Exchange Commission on December 2, 2010

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

FORM 20-F o

o

o

[J

REGISTRNnON STATEMENT PURSUANT TO SECTION l2(b) OR(g) OF THE SECURlTmS EXCHANGE ACT OF 1934

OR

ANNUAL REPORT PURSUANT TO SECTiON 13 OR 15(d) OF THE SECURITIES EXCHAN(~E ACT OF 1934 1"01" the fiscal year ended SeI)tcmbcr 30, 20Ht OR TRANSITION IUWOln PURSUANT TO SECTION 13 OR 15(d) OF THE SECURlTmS EXCHAN(m ACT (W 1934 For the transition period from ~ to ~_ _~ OR SHELL COMPANY REl)ORT PURSUANT TO SECTION 13 OR 15(!aWlllell! Ilcm lh" rtgblfJIH !lao dttlcd 10 foll"w

Ilem 17 C 11""; Ig fJ

If (his is all ,HHUla! rq)Ol'I. ind,cal,; by ('hcd, \llark whcthef Iho f,'gh;lflml l.> " ~hd! .;mnp diSiribmcd had been :;harcs and the shares had been deposited for i%uance of ADSs

DistrilnHlol1s or :,;ales of securities

An aggregate fce of U.S.$O.02 per ADS (or porlion {hereuf) per calendar year

Services performed by the depositary ill administering the ADRs

l"r;cs nnd cxpe-nscs incurrcd by the depositary

Expenses incurred by the depositary in dc]jvering deposited securities or otherwise tn connection with the depositary's or its custodian's compliancc with applicable law, rules or regulations Ct1hlc:, telex and facsimile transmissiun and delivery che~ for cOllverting foreign currency to U.S. dollars from such foreign currency. Both (i) the fec for

177

HONDA MOTOR COMPANY, LTD

UNITED STATES

SECURITIES AND EXCHANGE COl\fJ\USSION

WASHINGTON, D.C. 20549

FORM20-F i~l

REGL.STRATJON STATEMENT PUI{SUANT TO SECTION 12(b) OR (g) OF THE SECURJTIES OJ" 1934

EXCHANGl~ ACT

OR

[Xl ANNUAL REPOIlT J>{JRS(JANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 lior the fiscal )'ear ended March 31,20]0 OR

[J TI{ANSITlON REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT Ole 1934 OR

[]

SHELL COMPANY nEPORT PURSUANT TO SECTION I3 OR 15(cr 31,

Decem!>cl' 31,

S ''lllli,m,

S >nllfioJ15

At

406

265

286 59

]39

62

96 30

In our risk analysis, we consider l!lis worst case scenario aeceplab1e as it could reOlleo income, but would not endanger our solvency 01' OUr investment grade credit slanding. While ii is highly unlikely that all wars! ease nueluatiolis would happen simulianeously, as shown in the model, the aetual market can of course produce bigger movemcnts in the fUl,lre Ihml it has historically. Additionally, in such a worsl clIse cnvironment, manllgcmcnt actions could further mitigate our exposure. The major financial risks facing the Group are managed cClltrally by Group Treasury. Only residual risks and somc cunency risks arc malwgcd in the subsidiaries. However the collective amount of the residnall'isks is below 10% of thc global risks. We have a wl'illen Treasury Policy and have implemented a strict scgrcgll!iol'l of front office and back omee controls. The Group docs regular reconciliations of its posiliolls with its counterparlics. fil addition the Treasury function is included in Management's internal conlrol assessmenL }~or

further informution, sec "Item 18. Financial Stalcmcnts"-llote 1'6",

Item 12. DesniptiQIl ofSccuriticii otber than Equity Securities 12.A Debt Securities Nor applicable.

12.8 WarnHlts and Rights NOl

applicable.

1Z.e Other Set!lIritics

Not applicable. 254

12.1> Americall Depositary Shares Fees Payable By ADS Holders According to our Deposit Agreement wilh Ihe ADS depositary, .lPMorgan Chase Bank (JPMorgan), hQlders of our ADSs may have to pay JPMorgan, either directly or indirectly, (ees or charges \IP to the amounts SCl forth below: C"j~gQrl

IXposiliag or guhslitutil,g ulldci"lrillg simms

~.~_.~o.ih"I

Acccp!nIH':-(' ofshrJl'cs

.ctions

surJ'tnr,li:m.::d~

.

_

lllld

i~,,,,moo of AD$s i" exchange, beludin)j

fjunx:ndcr~ lind iS~~Htnc(:s in re£.IH"cl of:

-~Shilrt: tu'slribtw:O}'$

$5.00 for~adl 100 ADS, (Drjlo'tion Ihoreof) Qvldcntcd by !lw new ADSs ddiv~red

--SIl)ok..pl;L

··Righl~ -~M"'!J"r

-.. --EA~h£1US;C of slll1rc~ or any oiher IHillsa-clfoll or cv€'n~ OF cther Ji$ira~ution affecli"g Ihc ,,\DS" cr !he dcp"si!~d sll.,,~s ACC~pl; ..nCv of ADSs $lUJ;:i til' prinCI}\j,} t.\Xl,.-";d~i'lC nnK-O::~) Sil11(tji Hi;':/.;lIdi Cl ;;0 d':\.)'s

(Of (9~ "tl~h "$hl;)flt.'t ~fiod Il~ll~;t:

fndii;;n'.' b; dll:l:l.: l':",nk \~-htd-";f ik n:gi:..t!";1111 hill" "ilihnr;;ti:d ;:jlJChl)lU~~:;Y£lHI {lml! prv(:~lil}g 12 mlJml'...1 ((OJ for ;;1.~t~ ,,11.(',11&1" i1iJf'io~IIIl('lllh,", rt'.B~lIlr~ Wil,~ r(qui"';:(~ ~fl ,Hllmj,:l~ aud fI¢4~ :';\H;;h fiJ~{,).

P(l"S~A"ti p~lrsun""ll~'

T

o indi:;.a~('

by died

m~t\( \lr1l"~~1~r

lh-.;

~~r.lsl(ll1IL

1$ ~t !.orb"\:

i~c'¢knu~d

filer. an

ifl.e~rknh ."'J

Vel>

1i1w. Of a IIIHf·~...:cdt;.raW:~l met:.

[J

D~11l:

Fib n'qllifl~d tn hI: liuhmiuc[j ii'jJd

RyW: 405

rrghu'.\l1l

~rR ... guli'i\infl

W~ r~qi~l:(~~ Il~

g,T {~232AO;'i or

1',\-,

$t:l:: ddll1l'{,i",.~~

{if ....aco_':k..at.:d Hh;{-

ll1u:mCl;II(liW! fillM\Clh.t j.t:\jr~rrnng 5"'"l;\!J[l.I'l:;; a; 1%\J\'d b}' lhl;" Jnlc')'1rlim.ilL~l A~O"lI!llil~C ;";i.l,,6:'1nb lJ:~tI:d .0

~ud "la~t,.; "K.:.c1~i;"!it.-'\r

fiJt.:f'

;t~ It~lk

12b.. . 2 o( Ihe- Exd:l;lng.c: A~l. (Cht,.·i.:ik un,,)'

Odli::rO

,"

Glossary of terms Term" u.....lln lhfl Allnual R0POrt A(;(1oloflllild capilli' allowa~tlii''' A",,,,klltl Coposil1l:y Rrn:a'pl (AOR)

American Dnpll4!1ery Sha.es {ADS}

60si,;; (laminas pw "hliw

Cllllm!-[. IMl GUlliy 1M cl:1~rgl~J 3'1(1 paymanl t>f lh_ TM US ,\Wlh oflhp PIll\~;U: rvnd A ibancilll i~~lr",m:ml thal dllTiVrab1» Tho rtuln!lm 01 sh~los ,,'l1d,md'ng,

Subsd:ary

i", onhly in 'I'Itlith Gb,¥uSrnIlI1Kbil ,rid.. ~ W.aiollly sb",)lloldQJ amilcr ,,~O'd.u~ t>'JoL

r'casu')' "hiro

TI""""'1. toel
$.

American Depositary Shares Fe".. and chargas

p~Yllb/" bl'

AOR holders

Tlia Oank .of N(Jw Yurk. fiWdQtli lio!;ltvl)!l ail! 1I1i!- oopo:si~(lry llhitl 'Ouposilllfy1 ter Gtal(oS(tlilhK1jll~ tAt':> Nl'HJlIci'ito {/QpOll:illlry

l~tel;!;P'i ft~CR'} 'HOgm~'\mn P',H5.LJf!.(l;t h~!~ d~po~il agfe.¢J11lMI u(tlweM cst;. lha O"-'J)Q'S.Ml)' af'l:d aW/16rs 3t'ld Mr1l;)t!:. e~ "OR (Ihij 'Oopo~l Ag'C, Edinbur~11 EHll IHQ

(NllnJC, Tclcpholle, H·,mail 'mdior F"esimilc nmJlber and Address aCCompa'l)' Cmllacl I'CI'SOIl)

SecllriHf~

reglSlered or 10 be registercd pursuallllo Scc!itm 12(11) nflhc Acl:

American Depositary Sh"rc~, each representing 20 orJill;lrY Shftr¢li, nomillal VII,UC £0.25 per sl""c Ordinary shams, 110millal value £(1.2 5 per sharc Anle,ielln Depositary Shares Series F, H, L, M, N, P, Q, R, S, 'C a.!HI U e(leh represclulng am: Non-C"mula,iw Dollar !': 1:, CH 807D- Zuri:o;h, S..vH2~~Il=it\d

'¢nmo.f"S$cind@cr ooi1-wisoe,com

Pa(edo~ul;;t

{NaffH3, lelophonO,

E~mail

1

Tol",*,.ro: '41 4~ 333 1700

Fax: .H f¢r Iho business "'Sf 198911990. The Laao Gmup oflgeyomonl cart.",s Are Oavid ~. Jahnile. GlobAL Load PM"", (since 2005), Maw Uler. Grouo Engo(lt.inlOfii Pal1o", [sillou 2000}, nod Philijlp Rio,,,,'. Loading Bank Mdikn (.ine. 2005i. As 012010. aft.r hovi!1g sorved five y~an as G10nallead Parmer, David L Jahnko will step dowl1 fff.:irn tMis 'Qk!. Tt upco:rdanc'tl w~m sec rum on »uditcr rotafonx M.ar::: Ufor win Soccctl j hIm H1 tho rolo 01 ~ob.a! LOad Partner, wbjecllD dm AGM apPFov~1 Of KPMG $S o::dnma1 nudilon;,. II) atJdillon! we have mandaled 800 V[sura, Fabrks((a~oo SO, BO'J.1 Zurich. Swil.l$i1and, as. &pt!-C;al aueHOf for Iho ;)lIfp~)5r Niitt>lU "dllv.llj 1f mplsiCemnn-l (rl' Ino oxlema; auditor. subjoct to ~areholdor approval as mcfujrelJ by Sw;ss iaw

KPMG pro.idob a report 8$ 10 ,t. ;ndopondenco 10 1IU) Audit COmmiUce al """sL or'o. ye.1. In addillon, 0"' poliey on lhl> enpeyem"m 0' public aecouMins firms, whid1 hos been approved by lila AlJdil Cemmill"". slnvos lo fun~e, OnSure an .pC·oprraie dogroe 01 lndepandenoo of our e~telnat au(1itor, n-~ polfcy Jirnlls thn $t;DPC of snmco..'ii Ihat may be ptuvided 10 ut. or arrf of our "Subsrdlarjes by

KPMG 10 audit 8r~ cllrfain perrnlss.1bls Iyp£!s 01 t!orh!ll.ldil tcrvjCQs. [tclu::lin~ lIudiHelalOti and tal( s(!:tv~os lh:at havo bo(!:n pre· :Z!;)ptQ.vElO by tho NJrlil Convniltee, '(ha Audd ComrniUw prihapproves all olhor aONices (1) a Clt:!::~·by~r,a5o basisy All KPMG SefV,'i:OS in WOQ were ;>f.·apj}rov~d,Kf'MO is ,eq"i",d tQ fOport \0 l~e Ao.,dil Commilwo poriodic.L!~ fO(lt.iming 11,0 ".wnl of Ci :;ltwr ei1!;t!(;n.larl\~

llfjnsh,( .and 1i~B";$~tfi.hon i.It Sb'-I.~i?t tw \,w, ~~!mO 1(:iJ~!Jt(;i'~" Ql fr(nli

lhe

~i~Wl~

c-!

U~I~ D{'{.\·v:'il,iHy i or p~;Ij;:lli-, !hCIUO.n t.'Hl

An~> thfVglJ'~ j;~t'Hrf0d {!y

tCf\:!c.nt~

',N::

the OHP0$~tMy Of its agCIi\'!). jo~

dUP0~ltcd ~~1am$

Tho Dcpositaf)t collects il~ ft'063 (or deHv6ry ard surrender of ADS d;r~cliy ~fom ilWGs.tors depesitil'g shares Of s~lrfOl)dW1ng ADS br !"lc purp(JSo o(",,~ij)drll1jJal 0: from intar(ncdiarius adn~ for thQm. Tho Depositary oolh}Gts foos rtF ~k;l'Ig distributio~s to holders;)'1 dadlJclinglhose leBs from the: amQJOls di:'iLfibirl4d or by $tdHflg a portion 01 di5iiibutahio prapcily io pay ~h(1' fee.a. Ttm DD(Jtf$nary IlHY,' gGr\ljofaHy refuse te pxrJide foo services t.lfi1~ its ~-aes for those. s6.-vkes am psjd AIl\~unl.

paid by Iho Oop...flary 10 lho Group

The Det Innovallol1 Management (Research and Development) Acqui;;llions right to rel:cive

One Ordinary Share

The New York Slock Exchange

CRH Amcrl(;,,1' 31,

2(l 20 l2 6,5% SJbordill"t,' n:g.L'\iralll ( 1) h*l~ fi kd lI!l rcpbrl:-; ("('qui red 16 b~ nk.d hy 0!.!l;1 i'l~l J ~ .. ~f l ~ Ici] (1 r Ih\; S0;:Ui'i1 jC$ L;.;dl':ll1g~ s~Wnt;r Il-':rio~1 llJi): (hl.~ l~gi'i\IUn~ \.Y~I~ l.... qliirc-d hJ ilk ~\lch ICP(,r1S)! ~~nd .~.;.kl£LICd fth.T

(lJc no! c-ht:..:k tfiL

Inl¢11wtnn'lll:'~uaw:jal Rt;~'l{Y-::llg 5um tnrd:;'lH InwrualiO/lnt Act.;oll:ming SumdiHds Board G:1

Il'nOih~I''' h~:-:.

b""'ll

Chl,,~~HCd ~f~ r~:s-poll,:;c-lo

lbe previa-us qU1;;illion

i$~n~d

0

:SnJ~I:l-r::l'n,:pOdir\.g

Olhc,O

by thl.;

~m.Hcmc by check nmrk \vhich financial

c.ompnay)

s:t;llclwcnt firm

lh!"~ !'cg;~lnuH h~'\;:; d;;osts including: postage 4nd envelopes lor mailing 'lt1tllllll and interim Ilnandlll rcporlS, dividend wal'rants, electronic filing of U.S.

Federal lax illl'om,utiol1, maihtlg reqnired !8 183>1. 9 ISIN BBGID JCOOVNNVC7 Audi tor

"

,

Australia 61 297778600 Brazil 5511 3046 4500 Europe 44 20 7330 7500 Germany 49 69 9204 1210 Hong Kong 852 2917 6000 Japan 91 3 3201 8900 Singapore 65 6212 1000 U.S. 1 212 318 2000 Copyright 2011 Bloomberg FlnancQ l,P, SN 549908 G549-1649-0 20-Jan-2011 22'40:32

EquityDES

Page SEVEN & I HOLDINGS-UNSPN ADR

SVNDY US ADR DATA

q

UNDERLYING DATA

..

N.A . USD

M

5/

3382 JP 886.442M 1911169.0M JPY

2.00000 of A!.)R" t f

Level

DR Mar

"ndt'r'ying I'H ~

t

I

L

tandIng

N.A.

t Cap

N.A.

Unsponsored

oj ::> Deutsche Bank Americas Holding Corp JPMorgan Citibank NA 5

Australia 61 Z 9777 8600 Brazil 5511 3048 4500 Europe 44 20 7330 7500 Germany 49 69 9204 1210 Hong Kong 852 2977 6000

Japan 81 3 3201 8900

Singapore 65 6212 1000

U.S. 1 212 318 2000

Copyright 2011 Bloomberg Flnancv l.P. SN 549908 G549-1G49-0 20-Jon-2011 22:40:35

~

NOVARTIS INTERNATIONAL AG

EquityFA

to Show Templates, Click numbers for transparency

Revenue Product/Brand Segments aPharmaceuticals Sandoz Consumer Health

Vaccines and Diagnostics

.Geographic Se Tlents Rest of World United States Germany

Japan France Switzerla nd Less Discontinued Operations Slovenia United Kingdom Austria Europe China Asia/Africa/ Australia The Americas

•44,267.00

•41,459.00 •

44.267.00

41.459,0 26,331.00 7,557,00 5,812.00 1,759.00

28,538.00 7,493,00 5.8l2.00 2,424.00 44,267,00 19,474.00 14,254.00 4,035.00 3,545.00 2,355,00 604.00

34,393.00

34,'93.00 22,576.00 5,959.00 4,902.00 956.00 34,393.00

41,459.JO 16,528.00 12,861.00 4,114.00 2,987,00 2 1 284.00 531.00

31,005,00 31.067.00 20,]24.00 4,694.00 6,049.00

32,212.00 11,043.00 12,587,00 2,470.00 2,591.00 1,856.00 366.00

-2,627.00 97.00 1,207.00 394,00

89.00 1.144.00 356.00

456.00

329.00

100.00 924.00 275.00 13,591.00 5,500.00 17,929.00

Units MLN Au.tralla 61 2 9777 6600 8r0111 5511 )o~a ~SOO Eurooe ~4 20 7330 7500 GerMa"". 49 69 920'\ 1210 HOf\9 KonG 8SZ 2977 6000 JaDen 81 3 3201 8900 Sl"ga~oro 65 6212 1000 U.S l 212 3le 2000 CopyrIght 2011 Bloembarg Flnon,e L.P. SN 549908 GS49-1649-0 lO-Jan-lOll 22, 11' l~

EqLJityFA

trans arency

TOUil Assets Product/Brand segments Corporate (including Eliminations) PhClrmaceutica~

Sandoz Vaccines and Diaonostics

Consumer Health Discontinued Nutrition Business . Geo raphic Se ~nts Europe As ia/ Ai rica/Austral ia The Americas Total Current Liabilities Total Long-Term Liabilities Total Liabilitie5 Total Shareholders' Equity Shares Outstanding 8001< Value per Share Tangible Book Value per Share Shr Eqty/Totlll Lillb 8< Equity

95.505,00 5,505.00 42,595.00 24,013.00 17,685.00 6,704.00 4,508.00

19,470.00 18,573.00 38,043.00 57,462.00 2,274.35 25.23 11.43 60.17

78,299.00 78 2.99.00 29.358.00 22,741.00 15,914,00 5,795.00 4,491.00

75,452.00 75,452.00 26,921.00 21,511.00 16,665.00 5,826.00 4,529.00

78,299.00 54,255.00 3,971.00 20,073.00 16.504.00

75.4:-2.00 51,988.00 .1,535.00 19,929.00 16.641.00 9,415.00 26,056.00 49.396.00 2,264.45 21.74 12.35 65.47

lU58.00 27,862.00 50,437.00 2,.264.85 :?2.20 9.22 6 per Share Tangible Book Value per Share Shr Eqty/Total Liab & Equity Units

MLN

29,470,13 29,470,13 13,673.94 8,166.69 3,566.39 4,063.11 lS,903,74

.Period Notes available £uroo~

SlnQoporw 65 6212 1000

18,995.04 18,995.04 7,779.61 5,769.77 3,286.73 2,158.93 18,995.0-1 3,286.73

976.71 1,417.62 3,161.75 7,972.74 12,374.92 6,033.28 12,055.39 18,088.67 11,381.46 606.25 18.61 9.16 ]8.62

4.545,79 10,606,37 15,152.17 13,915.40 710.49 19,44 11.18 47,87

Au.lrelte 61 Z 9777 8600 Brolll 5511 3048 4500

Jqpan 91 3 3Z01 9900

•

29,067.57 29,067.57 13,456.81 7,308.81 4,573.02 3,728.93

4~

1,398.51 3,599.08 8,191.27 12.,102.43 5.805.49 11,]55,78 17,161.27 11,695.57 604,82 19.18 10.27 40.53

---

More Periods

1,094.56 2,770.75 6,017,35 10,762.88 5,049.28

9,n6,08 14.825.36 9,369.86 599.93 15.52

9.00 38.73

877.65

2,400.92 4,755.56 7.674.17 3.814.01 7,804.69 11,618.70 7,376.34 592.79 12.36 7,87 38.83

Zoom

20 7330 7500 Gormany 49 69 9204 1210 Hon; Kong 852 2977 6000

U.S.

I ZIZ JI9 ZOOO

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Australia 61 2 9777 8600 Brazil 5511 3048 4500 Europe 44 20 7330 750D Germany 49 69 9204 1210 Honi KonQ 852 2977 6000 Japon 81 J 3201 e9DO Slniopore 65 6212 1000 U.S. 1 212 318 2000 Copyrliht 2011 Bloomberi flnonce L.P. SN 549908 GS49-1649-0 20-Jon-2011 22'43' 48

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ASTRAZENECA, PLC

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Income Statement -Turnover Produc.t/Brand S8(,Iments iiCardiovascu La r aNeuroscience -GastroIntestinal Nexiurn Losee & Prilosec Other OiOncology i1iRespiratory and Inflammation • Infection iiAstra Techl Aptlum Oncology Other Pharma Geographic Segments The Americas Continental Europe Asia. Africa 8. Australasia

UK , perating profit (loss) Pretax Income

o Brazil

32,804.00 32.804.00 8,376.00 6,237.00 6,011.00 4.959.00 946.00 106.00 4,518.00 4,132.00 2,631.00 899.00

31,601.00 31,601.00

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urnover Product/Brand Segments IIiPharmaceutice Is -Consumer Hea lthcare Geographic Segments Rest of World USA

UK Europe . perating profit (loss) Preta)(' Income Income bef XO items Net profit (loss) Basic EPS Before Abnormal [tems FRS3 EPS Diluted EPS Before Abnormal Items Diluted EPS Dividends per 5hare EBITDA Actual Sales Per Employee

44,422.28 44,422.28 37.134.44 7,287.83 44,422.28 25,548.13 15,974.04 2,900.10 14,962.45 12,356.75 8,877.25 8,661.15 1.74 1.71 1.74 1.69 0.96 17,408.43 449,372.57

45,097.15 45,097.15 37,743.31 7,353.84 45,097.15 24,018.97 18,048.49 3.029,69

14.600.28 12,331.72 8,726.09 8,522.38 1.B4 1.64 1.83 1.63 1,06 16,879.95 445,919.26

45,468.12 45, 68.12 38,356.47 7.111.65 4C;,468.12 10/890.65 20,352.17

42,811.86

14,225.30 15,402.24 14,915.85 10,628.44 10,436.29 1.98

25,819.84 14,099.80 14,376.30 10,134.75 9,933.83 1.76 1.76 1.76 1.74 0.88 15,865.73 420,540.44

1.89 1.98 1.88 1.06 17,447.86 439,726.09

2811.86 37,010.83 5,801.03 '3,997.51 17,233.50 20,944,17

39,403.27 39,403.27 33,947.57 5,455.70 39,403.27 8,915.76 17,949.77

12,537.74 11,988.35 12,2.46.67 8,761.13 8,530.10 1.50

1.50 l.50 1.49 0.80 13,632,88 396,000.84

Australia 61 2 9??? 8600 Bro.11 5SLI 3048 4500 turOOQ 44 20 7330 ?500 Gormony 49 69 9204 L210 Hong Kong 852 29?7 Cooyrlght 2011 Bloomberg finance L.P. U.S. I 212 J16 2000 Jaoan 81 3 3201 8900 Singooora 65 62L2 1000 SN 549906 GS49-1£49-0 20·Jan-2011 22'481)0

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Total Assets Product/Brand Segments Pharmaceuticals Reconciliation Consumer Heatthcare Corporate and Other Unallocated as ,eographic Segments Other Unallocated Pharmaceuticals Inter-segment Trading Balances Othe Trading Pharmaceuticals Consumer Hea\thcare Operating Ass Pharmaceuticals R&D USA Europe Emerging Markets Asia Pacific/Japan Corporate and Other Unallocated As Rest of World Total Current Liabilities Totill Long-Term Liabilities 'Total Liabitities

69.213.56 69.213.50 44,876.91 16,714.79 6,134.63 1.487.23 'S9.21J.56 20,921.35 16.714.79 6,142.70 6,134.63 4,589.26 4.095.13 3,956.26 3.108.49 2,063.71 1,487.23

57,415,30 57,415,30 35.689.80 15.109,90 5,624.49 991.10 57,'+15.30 19,529.04 15,109.90 157.41 5,624.49 4,499.30 4,309.83 3.699.14 1,899.12 1,595.96 991.10

19.568, IS 32,299.23 51,867.38

14,599 78 30,692.04 45,291.81

6,318,86

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6,745.20 14.301.30 -12,073.87

12,144.04 25,402.35

9,451.83 19,817.53

7,663.68 28,226.21

10,123.67 20,511.03 ll,3to.06 41,821.09

10.545.73 14.216.88 16,907.62 31,124.49

8,627.87 16,346.56 17,388.09 33,734.64

46, 11.

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CREDIT SUISSE GROUP

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et Revenue iiProduct/Brand Segments -Investment Banking .Private Banking Asset Management Reconciliation Minority Interests without Significa Corporate Center Geographic Segments Americas Switzerland Europe. Middle East g, Africa Asia Pacific . 011- Interest Expense Pretax Pre-Provision Profit Provision for Loan Losses Operating Income Preta\( Income Income Before XO (terns Net lncome Basic EPS 8efore Abnormal (terns

30,619.34 30,619.34 18,969.21 10,771.73 1,70U8 -133.0 1 -298 ..34 -391.63 30,752.35 12,816.71 9,590.37 6,B4.03 2.211.24 22,82457 7,794.77 467.37 7.327.40 7.460.40 5,765.49 6,210.69 4.73

8,609.09 12A99.58 -1.699.77 11,955.84 459.45 1.511.73

32,584.30 32.584.30 15,812.55 11,278.47 l,68t51 3,775.89

30,711.63 30,711.63 16.346.47 9.326.01 1,794.45 3,176.02

24,239.17 24239.17 12,491.59 8,432.45 2.250.53 -257.91

272,33 10,715.51 595.62 9,30\.97 203.79 6l4,\4 21,580,16 -12,971.07 753.09 -13.724.16 -13,803.82 -9,546.51 -7.6l2,39 -6,79

35.87 2 ,772.5 7,848.72 8,595.23 9.109.02 3,219.56 21,13 1.50 11,452.80 200.18 11,252.62 11,460.30 10,419..37 6,472.49 6.16

68.68 .27,466.93 10,116.62 7,200,15 7.669.72 2,480.44 19,274.93 11.436.70 -88.64 11,525.35 lL,419.93 9,Sl2.08 9,045.70 6.12

1,322.52 24,497.08 9,458.48 7,336.51 5.903.11 1,798.98 18,645.39 5,593,78 -115.70 5,709.48 5,946.50 5.201.68 4,700.32 3.19

.Period Notes available Australia 61 2 9777 8600 Bro211 55ll 3048 4500 Europe 11 20 7330 7500 Germany 49 69 9201 1210 Hong Kong 852 2977 Cooyrlg~t 2011 Bloomberg Finance L.P, U.S. 1 212 JIB 2000 Japon 81 3 3201 8900 SIngapore 65 6212 1000 SN 519908 GSoI9-161g-0 20-Jon-2011 22'SI:19

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Total Assets Product/Brand Segments Investment Banking

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Americas Europe, Middle East 8< Africa

Switzerland AsIa Pacific Total Deposits Total Liabilities Total Shareholders ' Equity 5h ares Outstanding Bool< Value per Share Tangible Book Value per Share

996,836.80 996,836.76 791,612.D6 333,901.61 1B,642.12 9,079.93 -156,398.96 996,a36.76 479,317.68 262,530.20 172,055,67 82,933.22 277,079.30 950,129,50 46,707.26 1,169.20 31.01 23.08

1,018,136.00

1,095.013.00 1,095,013.10 913,840.76 350,646,52 20,190.87 13,50].93 - 203,168.97 1,095,013.10 544,004.49 307,889.22 166,272.46 76,846.93 277,868.60 1.050.332.00 44,181.32 \,163.90 25.97 18.13

1,197,782.00 \,197,781.69 1,004,172.54 331.690.14 24,457.75 15,231.51 -177,770.25 t,197.761.69 537,270,25 402,670,77 \57,160,21 100,680.46 295,338.90 1,145,107.00 52,675.18 1,02060 3726 27.49

1.029,472.00 1,029,472.13 857,833.61 279,295.90 16,760.66 13,118.03 -137,536.07

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Cash Flows Net Income

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2/14/20 II

Page 257 of279

Joined the Group in calendar 1996. Prior to joining the Group, he held the position of General Counsel, Telstra Corporation Limited and partner/attorney positions with legal firms in the US. Company Secretary Garr~' F Nolan MBus, FAICD, FCIS, FAIBF, ASIA, CFTP (Snr) Age 55 Company Secretary--position held since calendar 1992

Joined the Group in calendar 1970. He has senior management experience in financial management, capital markets, corporate strategy, new business development, corporate restructuring, board affairs, corporate governance, shareholder services and globalisation of business. Prior to joining the Group, he obtained branch banking experience with a major commercial bank and corporate restructuring experience with a firm of chartered accountants. 272

The directors oCthe Company are classified as either executive or non-executive, with the former being those directors engaged in the full-time employment of the Company. Mr Cicutto is the only executive director. The aggregate remuneration paid by the Group during the year ended September 30,2002 to the directors who held office during that period, the senior executive officers listed above) and those senior executive officers who held positions but retired or resigned during the year, as a group, was $35.7 million in respect of30 positions (2001: $49.6 million paid to directors and senior executive officers in respect of 27 positions).

During the year ended September 30, 2002, 11,263,500 share options were issued to 751 senior employees. Of these share options issued, 2,500 lapsed during the year. The share options issued include a total of2,600,000 share options issued to the senior executive officers listed above, and those senior executive officers who held positions but retired or resigned during the year, as a group (200 I: 13,258,500 share options issued to 2,525 senior employees; 322,500 lapsed; issue included 3,600,000 share options to the executive director and senior executive officers). There were no share options issued to the executive director during the year. Trading market Ordinar"y shares

The fully paid ordinary shares of the Company are quoted for trading on the stock market of Australian Stock Exchange Limited (ASX), a self-regulatory organisation which governs the open market quotation, purchase and sale of the fully paid ordinary shares in Australia. The ASX is the principal market for the Company IS fully paid ordinaty shares, and operates in the following cities in Australia: Melbourne, Sydney, Brisbane, Perth, Adelaide and Hobart. The fully paid ordinaly shares are also quoted on stock markets of London Stock Exchange PLC; Stock Exchange, New Zealand; and Tokyo Stock Exchange. A summary of the rights attaching to the ordinary shares appears under the heading "the Company's constitution" below. As at November 6, 2002 the Company had on issue 890,289 unquoted partly paid ordinary shares held by 723 holders and 47,577,500 unquoted share options outstanding under the Executive Share Option Plan NO.2 held by 3,103 option holders. In both cases, where a person holds partly paid ordinary shares or options issued at different times, they are categorised as a separate holder for each share or option holding. There arc also 39,999,800 exchangeable capital units issued by the Group held by a single holder of record, being The Depository Trust Company, which holds them on behalf of participants. These units may be exchanged for ordinary shares in the Company or, at the Company's option, cash.

American depositary shtucs representing ordimu'y shares (ADSs)

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